Introduction to Chapter 2

The authors make clear the steps involved in conducting PAR correctly. This is valuable because, within the development and conservation worlds, there is a great deal of very superficial effort that is labelled “participatory” but does not meet the standards we feel are needed – standards that are made clear in this story. This is also valuable in laying the groundwork for the analyses to follow, providing a common understanding of what is being discussed (ACM/PAR), an understanding that might not otherwise exist (see Chapter 3 or Colfer et al. 2011).

Introduction to Chapter 9

This part introduction presents an overview of the key concepts discussed in the subsequent chapters. The part aims to emphasize the importance of paying serious attention to understanding a context before diving into an adaptive collaborative management (ACM)-like process. It discusses the value of ethnographic approaches for gaining such understanding. The part presents a focus on a more personal writing style, documenting the experience of the authors over the past three to four decades with the different iterations and manifestations of action research, participatory action research and adaptive collaborative management. It describes the imprecise differentiation among action research, participatory action research and ACM as reflecting similarities in the three approaches.

Introduction to Chapter 8

This part introduction presents an overview of the key concepts discussed in the subsequent chapters. The part describes a theoretical lens to their own long-term engagement in Nepal’s community forestry to highlight mechanisms underlying the positive shifts in power in that adaptive collaborative management (ACM) case. It looks at three concepts that help to unpack and explain power imbalances: culturally rooted social and gender identities; dominant beliefs that are internalized and thus taken-for-granted and unnoticed; and political representation. The book discusses the interplay between structure and agency, an interface that can offer clues to how and when ACM can contribute to changing power relations. It argues that employing the processes in theoretically grounded ways can greatly enhance ACM’s effectiveness in empowerment.

Introduction to Chapter 7

Sarmiento Barletti’s introduction of a tool for use in multi-stakeholder forums (MSFs) follows on naturally from Chapter 6, which looked at the evolution of MSFs within ACM efforts (in Bolivia, Nicaragua and Ghana). Sarmiento Barletti, whose ACM research began later than most contributors, initially reports the findings of a realist synthesis review of the MSF literature, thereby establishing some key parameters that affect the success or failure of an MSF.

Introduction to Chapter 6

This chapter focuses on the importance of providing training – training of local participants but also the external facilitators who will work with the community – in how to conduct adaptive collaborative management (ACM). It discusses the degree to which ACM approaches fundamentally differ from much of the training many fieldworkers have received for more conventional field research or extension, and it differs from villagers’ more typical experience with outside “developers” or conservationists. The chapter deals with specific suggestions for enhancing ACM processes, including encouraging would-be practitioners to “jump into the ACM process and embrace an ethos of experimentation, trial-and-error and learning-by-doing.” Real understanding tends to come as practitioners implement the iterations of “the worm” and the learning that results.

Introduction to Chapter 10

As we move from Chapter 9, which focused on the varying iterations and uses of approaches like ACM, PAR and AR, we return to their use in the ACM programme generally. PAR was used as a tool to encourage the development of (or strengthen existing) adaptive collaborative management, primarily in communities, although with tentacles reaching up and out to other levels as needed.

The structure and pattern of global partnerships in the REDD+ mechanism

Projects for reducing emissions from deforestation and forest degradation (REDD+) have been initiated in developing countries, featuring partnerships with multiple actors under the global forest and climate change regime. Even though partnerships between stakeholders are crucial for ensuring successful project deliveries, there is a lack of knowledge about sectoral partnerships within and between stakeholders in REDD+ projects. This study aims to measure the structures and patterns of REDD+ project partnerships using an original, multi-stage social network theory approach with global- and regional-level centralization analyses using three major regions (Asia, Africa and South America), and configurations using exponential random graph modeling (ERGM). Using data on 480 REDD+ projects implemented in 57 countries, results show concentrated polycentric networks across several dominant actors, including USA-, Brazil- and China-based organizations. Statistical network modeling indicates that, overall, partnerships are less likely to be created between different organization categories (across-type bridging), but tend more towards cooperation with the same types (within-type bridging). Research institutes, however, produce distinctly different patterns, forming across-type partnerships with highly technical capacities. Comparisons of stakeholders at different stages of the REDD+ mechanism help in understanding the complete picture of REDD+ architecture. This study contributes by offering insights for designing future partnerships within REDD+ projects and suggests ways to improve multi-level collaboration and cooperation.

Asia-Pacific Forest Sector Outlook: Innovative forestry for a sustainable future. Youth contributions from Asia and the Pacific

This publication assembles selected papers prepared by youth from the Asia-Pacific region on innovative forest technologies and their contribution to sustainable forestry and sustainable forest management. It is part of a roadmap on innovative forest technologies in the Asia-Pacific region developed by FAO and CIFOR, lead center of the CGIAR research programme on Forests, Trees and Agroforestry (FTA).

According to FAO’s Third Asia-Pacific Forest Sector Outlook Study (2019), the uptake and scaling-up of innovative forest technologies in the Asia-Pacific region has been slow and uneven. Young people have a key role to play in amending this condition. As technology enthusiasts and forest managers of the future, they are the individuals and cohorts to take leadership and generate momentum through collaboration and social media, transform rigid institutions from within, and participate in the uptake and upscaling of innovative technologies in the forest sector of the region.

This collection of papers illustrates, in various contexts, the potential of innovative technologies to advance sustainable forestry and sustainable forest management. It illustrates how technologies, both new and repurposed, can improve and facilitate monitoring and reporting; strengthen citizen engagement in forest monitoring and management; and support the optimization of processes and products for sustainable forestry and sustainable forest management.

Is the Formalization of Collective Tenure Rights Supporting Sustainable Indigenous Livelihoods? Insights from Comunidades Nativas in the Peruvian Amazon

After decades of activism by Indigenous Peoples and their allies, the need to formalize Indigenous land rights has received increasing global attention as a strategy to address climate change. Research has highlighted the compatibility between community forest management regimes and carbon sequestration, reiterating the essential role that securing Indigenous land tenure must play in forest-based climate change mitigation strategies. Based on research conducted in six Indigenous Comunidades Nativas with formal collective titles in Peruvian Amazonia, this article argues that titling alone is not enough to ensure that Indigenous Peoples are supported and enabled to access their recognized rights and play a central role in addressing the climate crisis. Indigenous Awajún and Asháninka informants discussed challenges with accessing suitable livelihoods, excessive restrictions on timber harvest, land conflicts with smallholder migrant farmers and extractive concessions, unclear conflict resolution mechanisms, and policies that assume a communal governance model that differs from actual Indigenous leadership roles and institutions. All of these challenges put pressure on community members, creating incentives for unsustainable land and resource use, and undermining their abilities to protect their forests. Although Peru has included Comunidades Nativas and other co-managed areas in the mitigation actions toward its Nationally Determined Contribution to the Paris Agreement, it must re-examine its titling reforms, and the way that Comunidades’ land and resource access is regulated and weakened. This will allow for titling in practice to live up to its promise in theory as a strategy for promoting equity and mitigating climate change.

Impacts of Payment for Forest Ecosystem Services in Protecting Forests in Dak Lak Province, Vietnam

Vietnam’s Payment for Forest Ecosystem Services (PFES) scheme has the goal of protecting remaining natural forests by providing financial support to people involved in forest protection. However, studying the case of Dak Lak province in the Central Highlands region of Vietnam shows that even after eight years of PFES implementation, achieving this goal remains a challenge. Although PFES does provide a stable income source and higher payments than state forest protection programs, enables the mobilization of more personnel resources for patrolling forest and relieves a great burden on the state budget in terms of investment in forest protection and development, forest cover in Dak Lak province is still decreasing, mainly due to conversion for other land uses, especially commercial agricultural and industrial crops. These drivers are rooted in national socio-economic planning aimed at boosting economic growth and in local people’s need to sustain their livelihoods. In addition, our paper shows that illegal logging is still widespread in Dak Lak. Weak law enforcement in areas of forest managed by state forest authorities and state companies also contributes to deforestation. However, these drivers are neither fully recognized nor addressed, and instead, the blame for deforestation is laid on local communities. PFES alone cannot protect forests in Dak Lak province. It needs to be backed up by political commitment to address underlying drivers of deforestation, improved social programs to help local people diversify their income sources and clarity over land use.

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