Landscape and livelihood changes in Sabah, Malaysia: Development in Kampung Gaman

Key messages

  • Land is at the center of socioeconomic activities in Kampung Gaman. Customary practices and investments in land, such as paddy farming, established fallow lands, a cemetery and fruit trees convey the land rights of the community.
  • In Sabah, unless a plot of land is warranted a physical deed, the land is considered as state land. Customary lands can be confiscated if the owner does not acquire his or her right to the native title (Dayang Norwana et al. 2011).
  • Yet, the allocation of available lands tends to favor commercial development instead of acknowledging the customary rights of the communities (Sabah Lands and Surveys Department 2010; Colchester et al. 2013). Consequently, the land is often ‘developed’ without the community’s consent.
  • This study looks at multiple development interventions in Kampung Gaman (i.e. public facilities, agriculture and forest conservation) and analyzes their impact on community land ownership, landscape and land use change, and livelihoods.
  • We found that development interventions might bring ‘economic’ development, but at the same time may see the community dispossessed of its lands. Thus, an effective form of Free, Prior and Informed Consent (FPIC) is crucial in enforcing a community’s rights and encouraging a system that ensures a community’s involvement.

Nested Communities of Practice (CoP) Co-learning and sharing lessons learned to scale farmer centered restoration options in East Africa and the Sahel

Drawing insight from work in Mali, Ethiopia, Kenya and Niger to scale land restoration across the drylands in Africa, the brief defines and describes the Nested Communities of Practice (CoPs) approach and how this project implemented these with key stakeholders (farmers, community facilitators, NGOs, government and researchers) to foster co-learning and sharing with evidence in East Africa and the Sahel. Addressing land degradation is key to achieving food and nutrition security and requires active and deliberate engagement of multiple stakeholders including farmers, NGOs, government and researchers. In order to reach the land restoration targets set by National Governments and the United Nations Sustainable Development Goals (SDGs), successful restoration efforts need to reach larger numbers of farmers and extend over larger areas than has previously been achieved. A key constraint to scaling restoration is that the ecological, economic, social, political and institutional context varies from household to household, as well as from village to village and that no one technology will suit all. This means active continual learning and communication between farmers, local community leaders, NGO partners, government, researchers and development partners is critical to ensure context relevant solutions are implemented to meet food and nutrition needs as well as restoration targets.

The investment priorities of stakeholders in forest protection and development in Vietnam from 2011-2019

Key messages

  • This policy brief shows the investment priorities of stakeholders in the field of forests protection and development from 2011-2019, focusing on 16 key areas: 1. forest conservation; 2. enhancement of forest carbon stocks (forest restoration/regeneration); 3. sustainable logging practices (RlL; forest certification); 4. afforestation and reforestation; 5. agricultural land use emission reductions (low emission agriculture/greening business practices, e.g. zero deforestation supply chains); 6. design of national level REDD+ strategies policies and programs; 7. design of sub-national level REDD+ strategies, policies and programs; 8. national level implementation of REDD+ strategy, policies and programs (e.g. MRV or safeguards institutions); 9. implementation of REDD+ site activities (including demonstration sites); 10. tenure rights (land, trees); 11. biodiversity conservation; 12. poverty alleviation; 13. forest governance (illegal logging, rule of law, corruption); 14. community-based or joint forest management (as co-benefit of REDD); 15. adaptation to climate change; and 16. REDD+ related carbon finance/trading. Stakeholder investment priorities for these 16 areas mostly expanded throughout these years to keep up with worldwide forestry sector development trends. Favorable support from stakeholders can create advantageous conditions for Vietnam to experiment with and pioneer many policy areas and new technologies.
  • Areas such as poverty alleviation, forest governance, biodiversity conservation, agricultural land use emission reductions, and sustainable logging practices, as well as REDD+ design and implementation have attracted the greatest attention from stakeholders. Issues of tenure rights and sustainable logging practices, despite limited increases in priority, remain key investment priorities of the organizations surveyed. Stakeholder prioritization of and investment in afforestation and reforestation have decreased over time.
  • Although the prioritization of financial and technological support during the period from 2011-2019 has created favorable conditions for developing the forestry sector, stakeholders’ current priorities also show that many areas (e.g. community-based forest management, carbon finance/trading, forest product processing) remain underdeveloped and their investment potential and roles have not been met.
  • The aims of the Forest Law are to develop a comprehensive forestry sector, a chain of management, protection, development, forest use, and forest product trade. However, stakeholders’ areas of interest and priorities have so far focused mainly on forest management and protection. Comprehensive and sustainable forestry sector development requires investment prioritization for all stages.
  • As each stakeholder requires different investment priorities, understanding these can not only help the Government to use resources more efficiently and avoid duplication, but also create more effective strategies for mobilizing capital for the forestry sector.

Advancing Forest Tenure Security in Nyeri County, Kenya: Learnings from participatory prospective analysis (PPA)

Key messages

A multi-stakeholder consultative process known as Participatory Prospective Analysis (PPA) proved successful at bringing stakeholders together to share information and explore steps to bring about desirable future scenarios for forest tenure in the Mount Kenya and Abedare forests in Kenya’s highlands.

  • Of the 29 identified “forces of change”, the participants identified five “drivers of change” in the region for the coming decade, namely: culture; public-private partnerships; the political environment and policy formulation; land tenure systems; and access to financial resources.
  • Participants then developed three potential future scenarios, based on various “states” of the identified drivers: one desirable and two undesirable.
  • The desirable scenario was characterized by a supportive government, strong public-private partnerships, a clear land tenure system, highly-valued natural resources and strong community awareness and participation.
  • In the undesirable scenarios, communities were alienated from the forest resource through privatization and/or poor governance. This resulted in increased tension and illegal exploitation of the forest, as well as livelihood losses for forest-dependent communities.
  • At the end of the PPA process, participants devised action plans to help bring about the desirable scenario and avoid undesirable outcomes. Suggested measures included civic education on environmental issues, capacity-building for stronger public-private partnerships, clarification of land tenure, and the promotion of environmentally-friendly income-generating activities. These plans were presented back to stakeholders for feedback at a later meeting, and then adopted.

Securing Forest Tenure in Kilifi County, Kenya: Learnings from participatory prospective analysis (PPA)

Key messages

A multi-stakeholder consultative process known as Participatory Prospective Analysis (PPA) proved successful in bringing together stakeholders to find ways to enhance forest tenure security (FTS) in Kilifi County, which was formed in 2010 after a merger of Kilifi and Malindi districts, and is located on the Kenyan coast north of Mombasa. A workshop held in Mombasa in October 2018 brought together actors from government, NGOs, the private sector, community members organized in community forest associations (CFAs), and indigenous leaders.

  • The participants identified 32 potential “forces of change” for FTS in Kilifi through to 2023. From these, five “driving forces” were identified: partnerships in forest management; benefit-sharing mechanisms; implementation of policies; management of forest resources; and knowledge management. The process revealed that while clear policies to enhance FTS were already in place, many of these were poorly or negligibly implemented.
  • Three potential scenarios for 2023 were developed – one desirable and two undesirable – based on different “states” of the driving forces. In the desirable scenario, both indigenous and conventional bodies of knowledge are well-integrated into forest management, and supported by a clear legal framework and an effective enforcement mechanism. Communities and other stakeholders play an active role in forest management, decision-making and monitoring, and there are strong partnerships between governing bodies. As a result, forest management has improved and there is enhanced forest cover.
  • In the undesirable scenarios, a corrupt, inept and self-interested regime leads to dysfunctional partnerships between organizations and to the exclusion of communities and other stakeholders from forest resource management and decision-making. Indigenous knowledge is not valued or managed effectively, leading to a loss of this information and of culturally- and ecologically-significant areas of forest. As a result, forests are encroached upon and destroyed at increased rates, leading to a decrease in forest cover and increase in poverty levels.
  • The PPA then identified potential actions to be undertaken by different stakeholders to improve FTS over the next decade, which participants felt were directly or indirectly linked to forest tenure security. These included: strengthening forest management partnerships through capacity-building and improved frameworks; developing a strategy for more equitable sharing of forest products and services by doing inventories of these and developing appropriate policies; enhancing the integration of indigenous and conventional knowledge in forest management through improved documentation, outreach and education; strengthening the rule of law in forestry management; and managing forest resources better, including restoring degraded areas through massive tree-planting campaigns.
  • While women’s representation was fair during the workshops, the issue of gender did not feature in the scenarios or actions, probably due to cultural factors that inhibit women’s ability to freely express themselves in the presence of men. It was therefore recommended that a women-only PPA be organized to capture gendered concerns.

Enhancing Forest Landscape Restoration in Mount Elgon, Kenya: Insights from participatory prospective analysis (PPA)

Key messages

A multi-stakeholder consultative process known as Participatory Prospective Analysis (PPA) proved successful in bringing stakeholders together to discuss forest landscape restoration (FLR) in the Mount Elgon ecosystem in Kenya’s Rift Valley region. It attracted actors from local and central government, civil society, community-based organizations, and the private sector.

  • The participants identified 32 potential “forces of change” for FLR in Mount Elgon for the coming decade. They then selected the five most influential forces. These were government policy, land tenure, financial management, ecosystem products and services, and community involvement.
  • Participants then developed three possible scenarios for the future. One was desirable, one undesirable, and one had both desirable and undesirable aspects. The desirable scenario was characterized by: effective, transparent government; empowered, connected and knowledgeable communities that take ownership of FLR activities; clarity on land tenure and integrated management plans leading to sustainable use of ecosystem products and services and to improved local livelihoods.
  • In the undesirable scenario, a corrupt, bureaucratic regime fails to implement effective policies and excludes communities from decision-making. This leads to increased forest exploitation. In the mixed scenario, the government is well-funded and effective at implementing FLR, but it excludes communities from the process and ends up privatizing the process. This forces locals to withdraw from the forest, which has severe implications for livelihoods, as well as bringing the risk of violent clashes and conflicts.
  • In response to these scenarios, participants developed an action plan, which was presented, revised and adopted in two feedback workshops held four months after the initial meeting. Key actions in that plan include: harmonizing conflicting policies; clarifying land tenure; raising finance for FLR from the public and private sector; mapping, valuing and enhancing ecosystem products and services; and increasing community engagement in FLR through training and capacity-building.
  • Although women’s representation in the workshops was reasonable, gender issues were absent in many of the discussions, and it is recommended that a women-only PPA activity be organized to allow female stakeholders to express themselves more fully and to bring out gendered concerns.

Safeguarding the forest tenure rights of forest-dependent communities in Uganda: Insights from a national-level participatory prospective analysis workshop

Key messages

  • Participatory Prospective Analysis (PPA) proved to be effective for encouraging collective reflection to identify threats to forest tenure security and to develop ways for improving it at a national-level workshop in Uganda, where stakeholders identified several factors that strongly influence the forest tenure rights of forest-dependent communities.
  • Factors influencing forestry tenure security that they identified were: forest resource governance; community capacity to sustainably manage forests and demand/defend tenure rights; the priority level of forestry and tenure security for development partners; local norms and beliefs that impact upon vulnerable groups’ tenure rights; forestry sector financing in national budgetary allocations; and local communities’ legal literacy on land / forest tenure.
  • When analyzing the potential evolution of forest tenure security over the next 25 years, stakeholders identified some desirable potential outcomes. Among them are: forestry being prioritized in national development plans; availability of adequate financial resources; existence of capable, well-coordinated district- and national-level government structures to promote community forest tenure; availability of technical staff with capacity to equip communities with knowledge and skills to enable them to exercise their tenure rights; presence of enterprising communities with skills to innovate and adopt alternatives to forestry products; and effective enforcement of gender-sensitive forestry-related laws and policies to promote benefit-sharing equity.
  • After analyzing potential future outcomes, both negative and positive, PPA stakeholders recommended prioritizing a set of actions to safeguard the future forest tenure security of forest-dependent communities. These actions were: improving coordination of key government agencies; adopting inclusive and participatory decision-making processes for tenure-related activity implementation; improving stakeholders’ technical and financial capacity with traditional and emerging innovative financing mechanisms; and implementing policies and strategies designed to provide alternative livelihood sources, thus reducing local dependence on forests and forest products.

Securing tenure rights to communal forests in Masindi district, Uganda: Lessons from participatory prospective analysis

Key messages

  • The Participatory Prospective Analysis (PPA) process in Masindi district in Uganda’s Western Region brought together stakeholders from government, the private sector, NGOs and local communities to collectively reflect on factors affecting local tenure rights, forecast future scenarios and propose actionable plans for securing forest tenure rights.
  • Participants identified several factors threatening local forest tenure rights. These included: lack of land ownership documentation; inadequate implementation and enforcement of forest policies, laws and programs; land use changes; gender bias against women; political interference; lack of community awareness of forest tenure rights; and inadequate financial and human resources to effectively protect local people’s rights to forests and land.
  • To identify potential barriers and drivers, three workshops were organized. With both forestry and agricultural sectors being male-dominated, one women-only workshop was organized to capture women’s perspectives and compare findings with those of the mixed gender group.
  • The two groups identified four key “driving forces” impacting forest tenure security: (1) community participation in forest tenure reform implementation, particularly that of women; (2) access to financial resources to implement forest tenure reform activities; (3) the importance of outside organizations having an awareness of community, cultural and institutional norms and beliefs regarding forest tenure rights; (4) the role played by local and national government agencies and politicians in coordinating and promoting progress towards forest tenure reforms.
  • Women stakeholders emphasized the importance of access to land for forestry activities as critical to securing their rights; they also noted that supportive men and domestic relationships can impact on women’s rights to forest land. Mixed group stakeholders identified the role of oil, gas and other industrial activities as a key threat to local forest tenure security.
  • Participants developed four scenarios to anticipate potential future situations impacting on local forest tenure rights. Desirable scenarios depicted a well-governed, well-financed forestry sector characterized by gender equality and participative forest management. Undesirable scenarios were characterized by a dominant oil and gas sector undermining forest sustainability and forest rights; a weak, underfunded and poorly-managed forest sector; forest conversion to other uses; government failure to recognize community rights and integrate communities in forest management; and disappointed, disempowered communities collectively destroying forests for survival instead of managing them sustainably.
  • Several actions were identified to secure local forest tenure rights: 1) making district-level government more responsive to local needs and aspirations around community forest tenure reforms; 2) increasing the number of well-trained district government officers and providing adequate financial resources; 3) facilitating a faster and affordable process for community forest registration, including community incentives; 4) equipping communities with knowledge, skills and resources to enhance their participation in forest tenure reform implementation; 5) promoting environmentally and socially responsible investments to mobilize resources for protecting local people’s forest tenure rights.

Are forest tenure rights secure for local communities and indigenous peoples in Kenya?: Assessment of land tenure rights under Kenya’s new legal framework

Key messages

  • The Center for International Forestry Research (CIFOR) undertook a review of Kenya’s legal framework to understand whether, and to what extent, Kenyan legal provisions were sufficient to secure community land and forest rights. The primary objective was to assess how adequate Kenya’s legal framework was in protecting and promoting tenure rights of forest communities, including in protected areas.
  • The law appears to offer adequate security for the tenure rights of forest communities. Kenya’s Community Land Act, enacted in 2016, defines community tenure rights comprehensively and has legal provisions to enhance and guarantee tenure security. Forests on communal land are secure, at least on paper.
  • Areas of public gazetted forests that are claimed by indigenous groups as their customary territory are not well secured by law, even though the Constitution recognizes indigenous groups. However, a task force is now addressing this gap.
  • Most challenges lie in determining community identity and customary land rights, and registration of the community and land rights. This affects areas claimed as ancestral lands by indigenous and marginalized communities. Resolution requires investigations into historical land injustices to provide remedies.
  • Key actions to strengthen protection and promotion of forest communities’ tenure rights are: participatory mapping and inventory of community land requiring determination of customary rights and registration; implementation of legal mechanisms for community participation in public forest management; and a system to map out community forests which fall under a) land lawfully held, managed or used by as community forests, grazing areas or shrines or ancestral lands; and b) lands traditionally occupied by hunter-gatherer communities.

Operationalizing a Framework for Assessing the Enabling Environment for Community Forest Enterprises: A Case Study from Nepal

We demonstrate how Baynes et al.’s (Glob Environ Change 35:226–238, 2015. https://doi.org/10.1016/j.gloenvcha.2015.09.011) framework can be operationalized as a tool for identifying potential intervention points for supporting the tenure and governance-enabling environment for CFEs. We do so by applying the framework to a sample of CFUG-managed CFEs in Nepal to see how they measure up as a group with respect to the five success factors. Our study suggests that for CFEs to thrive, they will require policy and legal frameworks that devolve commercial harvesting rights to economically valuable products, and provision of processing locations and licensing practices that are not overly restrictive. The findings will be useful not only for Nepal, but for many other countries dependent on forests for their economic development and whose inhabitants rely on forests for their livelihoods.

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