Farmers’ Knowledge and Perceptions of Management and the Impact of Trees on-Farm in the Mt. Elgon Region of Uganda

Understanding farmers’ underlying perceptions and knowledge of the impact of trees on-farm is essential to develop appropriate agroforestry practices that meet farmers’ aspirations. Using the Australian-funded Trees for Food Security (T4FS) project as a case study, we obtained quantitative data from questionnaire interviews with 400 smallholder farmers belonging to four farmer categories in the Mt. Elgon region of Uganda. The categories were: (1) those actively participating in the T4FS project from phase 1 (2014); (2) farmers neighbouring those actively participating in the T4FS project from phase 1; (3) farmers actively participating in the T4FS project from phase 2 (2017) and; (4) farmers living distant and unaware of the T4FS project. Farmer perceptions and knowledge of the impact of trees on farm and their management varied across the farmer categories studied. The intended purpose of trees on farm was perceived differently by the four farmer categories (p < 0.05), which may have implications to their adoption and scaling up. Unlike other farmer categories, the majority of farmers actively participating in the T4FS project from phase 1 perceived planting of trees for shade as not being too much trouble for what it is worth (complexity), and that a garden shaded with trees has more general benefits than an unshaded garden (relative advantage). While 50% of farmers actively participating in the T4FS project from phase 1 indicated that they pruned their tree canopies, tree pruning was mainly driven by the need for fuelwood, rather than the need to reduce tree shade. All the four farmer categories perceived that coffee grown under shade was more likely to be infected by diseases than unshaded coffee, attributing it to poor shade tree management. Managing these trees would otherwise control the negative effects of over shading and prolong the period of intercropping. This study shows the importance of context-specific design of research and development projects aiming for local impact. © 2021, Steve Harrison, John Herbohn.

Improving irrigation water use efficiency of robusta coffee (Coffea canephora) production in Lam Dong Province, Vietnam

Recent prolonged dry periods and lack of irrigation water have severely affected the productivity of coffee farms in the Central Highlands of Vietnam. This paper analyzes the efficiency of irrigation water use for Robusta coffee (Coffea canephora) in the Lam Dong province. A Cobb–Douglas production function was used to determine coffee productivity’s response to the application of irrigation water and other production factors using data collected from 194 farmers, while the technical efficiency (TE) and irrigation water use efficiency (IWUE) were analyzed using a data envelopment analysis (DEA) model. The correlation of different factors to IWUE was determined using the Tobit model. The production function analysis using Cobb–Douglas shows that the volume of irrigation water, amount of working capital, labor, and farm size significantly influence coffee productivity. Indigenous farmers are more efficient in utilizing irrigation water than migrant farmers. The Tobit result indicates that farmers’ experience, education level, the distance of farm to water sources, security of access to water sources, extension contact, and credit access significantly affect IWUE. The study findings further suggest that mitigating water shortages in coffee farms require subregional and national policy support such as better access to credit and extension services, training, land management, and household-level efforts to improve farming practices through the application of appropriate technologies and traditional knowledge.

The Unexplored Socio-Cultural Benefits of Coffee Plants: Implications for the Sustainable Management of Ethiopia’s Coffee Forests

Coffee is among the most popular commodity crops around the globe and supports the livelihoods of millions of households along its value chain. Historically, the broader understanding of the roles of coffee has been limited to its commercial value, which largely is derived from coffee, the drink. This study, using in-depth interviews and focus group discussions, explores some of the unrevealed socio-cultural services of coffee of which many people are not aware. The study was conducted in Gomma district, Jimma Zone, Oromia National Regional state, Ethiopia, where arabica coffee was first discovered in its natural habitat. Relying on a case study approach, our study uses ethnographic study methods whereby results are presented from the communities’ perspectives and the subsequent discussions with the communities on how the community perspectives could help to better manage coffee ecosystems. Coffee’s utilities and symbolic functions are numerous—food and drink, commodity crop, religious object, communication medium, heritage and inheritance. Most of the socio-cultural services are not widely known, and hence are not part of the benefits accounting of coffee systems. Understanding and including such socio-cultural benefits into the wider benefits of coffee systems could help in promoting improved management of the Ethiopian coffee forests that are the natural gene pools of this highly valuable crop.

Local Knowledge about Ecosystem Services Provided by Trees in Coffee Agroforestry Practices in Northwest Vietnam

In recent decades in northwest Vietnam, Arabica coffee has been grown on sloping land in intensive, full sun monocultures that are not sustainable in the long term and have negative environmental impacts. There is an urgent need to reverse this negative trend by promoting good agricultural practices, including agroforestry, to prevent further deforestation and soil erosion on slopes. A survey of 124 farmers from three indigenous groups was conducted in northwest Vietnam to document coffee agroforestry practices and the ecosystem services associated with different tree species used in them. Trees were ranked according to the main ecosystem services and disservices considered to be locally relevant by rural communities. Our results show that tree species richness in agroforestry plots was much higher for coffee compared to non-coffee plots, including those with annual crops and tree plantations. Most farmers were aware of the benefits of trees for soil improvement, shelter (from wind and frost), and the provision of shade and mulch. In contrast, farmers had limited knowledge of the impact of trees on coffee quality and other interactions amongst trees and coffee. Farmers ranked the leguminous tree species Leucaena leucocephala as the best for incorporating in coffee plots because of the services it provides to coffee. Nonetheless, the farmers’ selection of tree species to combine with coffee was highly influenced by economic benefits provided, especially by intercropped fruit trees, which was influenced by market access, determined by the proximity of farms to a main road. The findings from this research will help local extension institutions and farmers select appropriate tree species that suit the local context and that match household needs and constraints, thereby facilitating the transition to a more sustainable and climate-smart coffee production practice.

Agroforestry Innovation through Planned Farmer Behavior: Trimming in Pine–Coffee Systems

Knowledge transfer depends on the motivations of the target users. A case study of the intention of Indonesian coffee farmers to use a tree canopy trimming technique in pine–based agroforestry highlights path-dependency and complexity of social-ecological relationships. Farmers have contracts permitting coffee cultivation under pine trees owned by the state forestry company but have no right to fell trees. A multidisciplinary international team of scientists supported farmers at the University of Brawijaya Forest in East Java to trial canopy trimming to improve light for coffee production while maintaining tree density. Data were collected using surveys through interviews, case study analysis using in-depth interviews, focus group discussions and nonparticipant observations. Using the Theory of Planned Behavior, we found that though farmer attitudes toward trimming techniques were positive, several factors needed to be scrutinized: perceived limited socio-policy support and resources. While there is hope that canopy trimming can improve coffee production and local ecosystem services, a participatory and integrative extension and communication strategy will be needed. In the relationship between farmers as agents and forest authorities as principals, any agroforestry innovation needs to incorporate knowledge and concerns in the triangle of farmers, policymakers and empirical science.

Tree Roots Anchoring and Binding Soil Reducing Landslide Risk in Indonesian Agroforestry

Tree root systems stabilize hillslopes and riverbanks, reducing landslide risk, but related data for the humid tropics are scarce. We tested fractal allometry hypotheses on differences in the vertical and horizontal distribution of roots of trees commonly found in agroforestry systems and on shear strength of soil in relation to root length density in the topsoil. Proximal roots of 685 trees (55 species; 4–20 cm stem diameter at breast height, dbh) were observed across six landscapes in Indonesia. The Index of Root Anchoring (IRA) and the Index of Root Binding (IRB) were calculated as ΣDv2/dbh2 and as ΣDh2/dbh2, respectively, where Dv and Dh are the diameters of vertical (angle > 45°) and horizontal (angle 1.0) were observed in coffee and several common shade trees. Common fruit trees in coffee agroforestry had low medium values, indicating modest ‘soil anchoring’. Where root length density (Lrv) in the topsoil is less than 10 km m−3 shear strength largely depends on texture; for Lrv > 10 shear strength was >1.5 kg m−2 at the texture tested. In conclusion, a mix of tree species with deep roots and grasses with intense fine roots provides the highest hillslope and riverbank stability.

Using field experiments to quantify risk and time preferences of Ugandan coffee farmers in participating in forest landscape restoration

The objectives of this study hence are (1) to elicit both risk and time preferences of smallholder coffee farmers in eastern Uganda by using lottery-based experiments, and (2) to investigate key attributes or features of companion trees in coffee agroforestry systems that are preferred by farmers using a discrete choice experiment (DCE). We investigate farmer preferences related to six companion tree attributes: tree products provided, regulating ES provided, growth rate, seedling price, provision of quality shade for coffee, and maximum tree height.

Coffee, Farmers, and Trees—Shifting Rights Accelerates Changing Landscapes

Deforestation and biodiversity loss in agroecosystems are generally the result of rational choices, not of a lack of awareness or knowledge. Despite both scientific evidence and traditional knowledge that supports the value of diverse production systems for ecosystem services and resilience, a trend of agroecosystem intensification is apparent across tropical regions. These transitions happen in spite of policies that prohibit such transformations. We present a participatory modelling study run to (1) understand the drivers of landscape transition and (2) explore the livelihood and environmental impacts of tenure changes in the coffee agroforestry systems of Kodagu (India). The components of the system, key actors and resources, and their interactions were defined with stakeholders, following the companion modelling (ComMod) approach. The underlying ecological processes driving the system were validated through expert knowledge and scientific literature. The conceptual model was transformed into a role-playing game and validated by eight workshops with a total of 57 participants. Two scenarios were explored, a No Policy Change as baseline, and a Restitution of Rights where rights to cut the native trees are handed over to farmers. Our results suggest that the landscape transition is likely to continue unabated unless there is a change to the current policy framework. However, the Restitution of Rights risks speeding up the process rather than reversing it, as inter alia, the differential growth rate between exotic and native tree species, kick in.

Effect of cropping system, shade cover and altitudinal gradient on coffee yield components at Mt. Elgon, Uganda

Coffee is a key export commodity of East Africa, but average smallholders’ yields are low. To guide sustainable yield improvements of smallholders’ coffee systems, we investigated coffee yield components in three different types of coffee cropping systems along an altitude gradient (1100−2100 m.a.s.l.) during two production years (2015 and 2016). We selected 810 coffee trees distributed over 27 farms and monitored number of stems per tree, fruit load per branch, productive nodes per branch (on four branches of one stem per tree) and number of productive branches per stem (on one stem per selected tree) in both years. Additionally, we monitored productive stems per ha, coffee tree density and cherry weight in combination with pest and disease occurrence and management information from interviews. Coffee farms were classified as Coffee-Open (CO) ( 30 %. Additionally, the same yield components correlated negatively with number of stems per tree. Fertilizer and fungicide use were related to more productive branches and cherry weight respectively, and stem borer was identified as the most important pest in this area. Our results suggest that yield in the region could be increased, i) by maintaining shade at an intermediate level, particularly at low and mid altitude and by reducing the number of stems per coffee tree (<4), and ii) by improving soil fertility and protection against pest and disease.

Coffee production during the transition period from monoculture to agroforestry systems in near optimal growing conditions, in Yunnan Province

Large-scale conversions from monoculture arabica coffee systems to agroforestry systems started in 2012 in southern Yunnan Province. This study analyses the impact of young shade trees (Cinnamomum camphora, Bishofia javanica and Jacaranda mimosifolia) on microclimate, coffee fruit development cycle, coffee yield, and coffee quality only 4 years after their introduction. The results show that young shade trees reduced diurnal fluctuations in temperatures, buffered high temperatures in the rainy season (−3 to −6 °C), and protected coffee trees from cold temperatures in the dry season (+0.5 to +1 °C). Coffee flower set decreased with shade intensity, as did fruit losses during the bean filling and maturation stages. Consequently, coffee trees under B. javanica and J. mimosifolia, which both provide light shade intensity, produced yields similar to those of coffee trees in open conditions. Only coffee trees under the dense shade of C. camphora had lower yields. Shade trees did not affect the physical and organoleptic attributes of coffee beans. This study hence demonstrates that carefully selected shade trees can rapidly provide positive ecosystem services related to microclimate and coffee physiology, while maintaining a coffee yield and quality similar to those found in monoculture coffee systems. With their diffused shade, B. javanica and J. mimosifolia are suitable options for the agro-ecological intensification of coffee systems, while the use of C. camphora requires active management and pruning practices in order to sustain high coffee yield.

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